Catherine Ladnier Compliance Consulting

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Since 2004, Catherine Ladnier has served as a compliance consultant, assisting broker dealers and investment advisory firms in developing their compliance programs. With more than thirty years of experience in retail securities, Catherine offers extra value to compliance departments as they face the challenges of today’s current regulatory environment.

WORKING TOGETHER

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Working with an outside consultant gives your firm extra value. Recently instituted regulations have increased the workload of the compliance department and working with a consultant will bring not only additional manpower but also a different set of eyes and experiences. This team approach will help your firm develop an effective compliance program.